SEBI Registration, Licensing & Compliance Services
Businesses operating in India’s financial and capital markets must comply with regulations set by the Securities and Exchange Board of India (SEBI). Whether you are an investment advisor, portfolio manager, mutual fund distributor, research analyst, or intermediary, obtaining proper SEBI Registration, Licensing & Compliance is mandatory. At Startup & Business India, we provide end-to-end SEBI compliance solutions, helping financial professionals and institutions operate legally and confidently.
SEBI registration involves strict eligibility criteria, capital adequacy requirements, detailed documentation, and ongoing regulatory reporting. Non-compliance can lead to penalties, suspension, or cancellation of licenses. Startup & Business India simplifies this complex process by offering expert guidance from application to approval and beyond.
Our services cover SEBI registration and licensing for Investment Advisors (RIA), Portfolio Managers (PMS), Research Analysts (RA), Mutual Fund Distributors, Alternative Investment Funds (AIF), Venture Capital Funds, and other SEBI-registered entities. We assist in determining the correct registration category based on your business model and regulatory obligations.
At Startup & Business India, we manage the complete application process, including preparation of business plans, net worth certifications, compliance manuals, internal policies, and filing of applications on the SEBI portal. Our team ensures that all documentation meets regulatory standards, reducing delays and minimizing the risk of rejection.
Beyond registration, we provide ongoing SEBI compliance services, including periodic filings, audit coordination, disclosures, and adherence to code of conduct requirements. We help entities maintain proper records, investor grievance mechanisms, and compliance frameworks as mandated by SEBI regulations. Our proactive compliance support ensures you stay updated with regulatory changes and meet deadlines without stress.
What sets Startup & Business India apart is our in-depth understanding of financial regulations combined with a business-oriented approach. We work closely with startups, financial firms, and professionals to design customized compliance solutions that align with their growth objectives and regulatory responsibilities.
Whether you are entering the capital markets for the first time or looking to streamline existing SEBI compliances, Startup & Business India acts as your trusted regulatory partner. Our transparent process, experienced professionals, and timely support help you focus on business growth while we handle compliance complexities.
Choose Startup & Business India for reliable SEBI Registration, Licensing & Compliance Services and operate in India’s financial markets with confidence and regulatory clarity.
Startup & Business India is a professional SEBI Registration, Licensing & Compliance Services service provider , offering specialized SEBI Registration, Licensing & Compliance Services SEBI Registration, Licensing & Compliance Services solutions designed to meet both local and national business requirements. We deliver reliable, transparent, and result-driven services through experienced professionals who understand regional regulations, industry standards, and city-specific compliance needs. Our company is widely trusted for quality execution, timely delivery, and long-term support, helping startups, businesses, NGOs, and enterprises grow sustainably with complete legal and operational compliance across India.
SEBI Registration & Licensing
End-to-end support for SEBI registrations and licenses.
Compliance & Ongoing Support
Periodic compliance, reporting, and regulatory assistance.
Corporate Actions & Transactions
Mergers, reverse mergers, and share recovery support.
How We Work
- 1Eligibility Review: Assess business model and applicable SEBI category.
- 2Documentation: Prepare applications, policies, and required declarations.
- 3Filing & Submission: Submit applications and coordinate with regulatory requirements.
- 4Queries & Approvals: Handle clarifications and approval coordination.
- 5Ongoing Compliance: Support periodic filings, renewals, and compliance.
What You Get
- SEBI registration and license support
- Documentation and application filing
- Approval tracking and query handling
- Compliance checklist and guidance
- Post-approval compliance support
SEBI Services
Alternative Investment Fund Registration
AIF registration support including documentation, filing, and approval coordination.
Mergers and Acquisitions
Regulatory and documentation support for mergers, acquisitions, and deal structuring.
Recovery of Shares
Assistance for share recovery, transmission, and related compliance support.
Merchant Banker License
Merchant banker licensing support including eligibility assessment and filings.
AMFI Registration
AMFI registration support for mutual fund distribution readiness.
Collective Investment Scheme
Support for CIS compliance, documentation, and regulatory guidance.
Registration of Underwriters with SEBI
Underwriter registration assistance including documentation and approvals support.
PMS registration SEBI
Portfolio management service registration support with compliance readiness.
Insurance Repository Registration
Registration support for insurance repository setup and related compliance guidance.
REIT Registration
REIT registration support including documentation, filing, and compliance setup.
SEBI AIF Compliance
Ongoing AIF compliance support including reporting, filings, and audit readiness.
Reverse Merger
Reverse merger structuring and regulatory documentation support.
Need SEBI registration or compliance support?
Get expert help for AIF, PMS, REIT, licensing, compliance, and strategic transactions support.